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        <title>Fairness Through Awareness</title>
        <author>Cynthia Dwork</author>
        <author>Moritz Hardt</author>
        <author>Toniann Pitassi</author>
        <author>Omer Reingold</author>
        <author>Richard Zemel</author>
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          <title>Fairness Through Awareness</title>
          <date>2012</date>
          <publisher>ITCS / arXiv</publisher>
          <idno type="DOI">10.1145/2090236.2090255</idno>
          <idno type="arXiv">1104.3913</idno>
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        <label>method</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t1" type="phenomenon" ana="#phenomenon" resp="#paper">
        <label>fairness in classification</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t2" type="method" ana="#method" resp="#paper">
        <label>formal-model</label>
        <term>formal-model</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t3" type="mechanisms" ana="#mechanisms[0]" resp="#tagger">
        <label>mechanisms</label>
        <term>fairness as treat similar individuals similarly, formalized as a Lipschitz condition on the classifier w.r.t. a task-specific similarity metric, maximizing utility subject to that constraint</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t4" type="limitations" ana="#limitations[0]" resp="#tagger">
        <label>the approach assumes a task-specific similarity metric, which is hard to define</label>
        <note>what this limits: every guarantee the framework offers: it assumes Quotation withheld - supplied from outside the definition</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>Obtaining or justifying the task-specific similarity metric the framework depends on is the hardest part, and any real metric will be an approximation.</label>
        <note>what this limits: the practical applicability of the whole approach: JUSTIFYING THE AVAILABILITY OF OR ACCESS TO THE DISTANCE METRIC ... IS ONE OF THE MOST CHALLENGING ASPECTS OF OUR FRAMEWORK, AND IN REALITY THE METRIC USED WIL[l be imperfect]</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t6" type="limitations" ana="#limitations[2]" resp="#tagger">
        <label>The general fairness LP gives no quantitative bound on the loss it incurs.</label>
        <note>what this limits: the loss claim for the general fairness LP: THE RESULT HOWEVER DOES NOT GIVE A CONCRETE QUANTITATIVE BOUND ON THE RESULTING LOSS</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>When the protected set is far from the rest of the population under the metric, satisfying the Lipschitz condition can still leave unfair practices unchecked.</label>
        <note>what this limits: the protection guarantee for a distant protected set: IF MEMBERS OF S ARE RELATIVELY FAR FROM THE MEMBERS OF T ACCORDING TO THE DISTANCE METRIC, THEN SATISFYING THE LIPSCHITZ CONDITION MAY FAIL TO PREVENT SOME OF THE UNFAIR PRACTICES</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t8" type="limitations" ana="#limitations[4]" resp="#tagger">
        <label>No tight Earthmover characterisation is obtained for the relative-infinity distance version of the bias.</label>
        <note>what this limits: the Earthmover characterisation: for biasD-infinity WE DO NOT GET A TIGHT CHARACTERIZATION</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t9" type="limitations" ana="#limitations[5]" resp="#tagger">
        <label>The whole treatment assumes one metric applied uniformly to everyone; per-user or plural metrics are untested.</label>
        <note>what this limits: the scope of every result in the paper: OUR DISCUSSION THROUGHOUT THIS PAPER HAS ASSUMED THAT A SINGLE METRIC IS USED ACROSS THE BOARD - per-user or plural metrics are untested</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t10" type="limitations" ana="#limitations[6]" resp="#tagger">
        <label>The nearest existing similarity system the authors point to (AALIM, health care) does not supply the kind of distance metric the framework needs.</label>
        <note>what this limits: the claim that a metric could be obtained in practice: the nearest existing system DOES NOT (YET?) PROVIDE THE DISTANCE METRIC THAT OUR APPROACH REQUIRES</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t11" type="limitations" ana="#limitations[7]" resp="#tagger" cert="1.0">
        <label>A widely used fairness criterion can hold while the outcome is, in the authors&#x27; words, blatantly unfair to an individual.</label>
        <note>what this limits: statistical parity used as evidence that a classifier is fair: the authors give examples in which statistical parity is maintained while the outcome from an individual&#x27;s point of view is blatantly unfair</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t12" type="limitations" ana="#limitations[8]" resp="#tagger" cert="1.0">
        <label>The metric the formal guarantee consumes is a social agreement that is expected to change.</label>
        <note>what this limits: any fairness guarantee obtained in this framework: when ground truth is unavailable the metric may reflect the best available approximation as agreed upon by society, and is assumed to be public and open to continual refinement</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t13" type="limitations" ana="#limitations[9]" resp="#tagger" cert="1.0">
        <label>The bridge from individual fairness to group fairness holds only under a stated distance condition.</label>
        <note>what this limits: the claim that individual fairness delivers group fairness: it holds Quotation withheld</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t14" type="limitations" ana="#limitations[10]" resp="#tagger" cert="1.0">
        <label>The population the metric is defined over is a modelling choice the authors flag.</label>
        <note>what this limits: the scope of the fairness guarantee proved here: the authors state they have assumed the set is that of real individuals rather than all possible encodings of individuals</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>differential-privacy tools and a Lipschitz metric formalism applied to define and enforce fairness in classification</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t16" type="concepts" ana="#concepts[4]" resp="#paper">
        <label>statistical parity</label>
        <term>statistical parity</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t17" type="concepts" ana="#concepts[5]" resp="#paper">
        <label>group fairness</label>
        <term>group fairness</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t18" type="concepts" ana="#concepts[6]" resp="#paper">
        <label>Lipschitz condition</label>
        <term>Lipschitz condition</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t19" type="concepts" ana="#concepts[7]" resp="#paper">
        <label>Earthmover distance</label>
        <term>Earthmover distance</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t20" type="concepts" ana="#concepts[8]" resp="#paper">
        <label>fairness through blindness</label>
        <term>fairness through blindness</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t21" type="senses" ana="#senses[0]" resp="#tagger" cert="1.0">
        <label>fairness - INDIVIDUAL VERSUS GROUP, AND THE SECOND CAN HOLD WHILE THE FIRST FAILS: individual fairness is the principle that two people similar for a task be classified similarly, statistical parity is a property of demographics in aggregate, and the paper&#x27;s examples keep the second while the first is blatantly violated</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t22" type="senses" ana="#senses[1]" resp="#tagger" cert="1.0">
        <label>the similarity metric - AS SOCIETY&#x27;S CURRENT BEST APPROXIMATION: where no ground truth exists the metric stands in for one by agreement, is meant to be public and revisable, and is the input on which every formal result in the paper depends</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t23" type="senses" ana="#senses[2]" resp="#tagger" cert="1.0">
        <label>fairness as a principle - TREAT SIMILAR INDIVIDUALS SIMILARLY: the paper&#x27;s whole notion is one sentence, and everything formal in it is machinery for making &#x27;similar&#x27; precise, which is why the metric carries the weight rather than the definition</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t24" type="claim_relations" ana="#claim_relations[0]" resp="#tagger">
        <label>contradicts → statistical parity as a notion of fairness</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t25" type="claim_relations" ana="#claim_relations[1]" resp="#tagger">
        <label>builds-on → differential privacy (tools applied to fairness)</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
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        <label>extends → differential privacy [Dwo06, DMNS06]</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t27" type="claim_relations" ana="#claim_relations[3]" resp="#tagger">
        <label>builds-on → the exponential mechanism [MT07]</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t28" type="claim_relations" ana="#claim_relations[4]" resp="#tagger">
        <label>builds-on → the Earthmover relaxation for metric labeling and 0-extension [KT02, CKNZ04]</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t29" type="concept_edges" ana="#concept_edges[0]" resp="#tagger">
        <label>statistical parity —same-as→ group fairness</label>
        <term>statistical parity</term>
        <term>group fairness</term>
        <note>strength of the relation: 1</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>Lipschitz condition —causes→ statistical parity</label>
        <term>Lipschitz condition</term>
        <term>statistical parity</term>
        <note>holds when: only when the Earthmover distance between the two groups is small · strength of the relation: 1</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t31" type="content_tags" ana="#content_tags.findings[0]" resp="#tagger">
        <label>An algorithm maximizes utility subject to the fairness constraint that similar individuals are treated similarly.</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t32" type="content_tags" ana="#content_tags.findings[1]" resp="#tagger">
        <label>An adaptation guarantees statistical parity: the demographics of those receiving any classification match the demographics of the underlying population.</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t33" type="content_tags" ana="#content_tags.variables[0]" resp="#tagger">
        <label>task-specific metric</label>
        <term>task-specific metric</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <span xml:id="t34" type="content_tags" ana="#content_tags.variables[2]" resp="#tagger">
        <label>fairness constraint</label>
        <term>fairness constraint</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>utility</label>
        <term>utility</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>fairness constraint</label>
        <term>fairness constraint</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>statistical parity</label>
        <term>statistical parity</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>Lipschitz condition on the classifier</label>
        <term>Lipschitz condition on the classifier</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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        <label>statistical-significance</label>
        <term>statistical-significance</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
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      <p><note type="rights">The full text of this article is not redistributable, so it is
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      grounding status remain. The article itself is at https://doi.org/10.1145/2090236.2090255.</note></p>
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