<?xml version="1.0" encoding="UTF-8"?>
<TEI xmlns="http://www.tei-c.org/ns/1.0" xml:lang="en">
  <teiHeader>
    <fileDesc>
      <titleStmt>
        <title>Auto-Encoding Variational Bayes</title>
        <author>Diederik P. Kingma</author>
        <author>Max Welling</author>
      </titleStmt>
      <publicationStmt>
        <p>Tag layer of the DHSS Meta-Tagging Project. The article text is reproduced from the
           staged copy named in sourceDesc and is not altered; the tags are held separately in
           standOff so that overlapping and nested spans are preserved.</p>
      </publicationStmt>
      <sourceDesc>
        <bibl>
          <title>Auto-Encoding Variational Bayes</title>
          <date>2014</date>
          <publisher>ICLR / arXiv</publisher>
          
          <idno type="arXiv">1312.6114</idno>
          <idno type="record">kingma2013-vae</idno>
          <note type="staged-file">kingma2013-vae.txt, the project's staged copy</note>
          <note type="text-sha1">3f44d5463c80141708178f33e90bb65708ccf79a</note>
          <note type="rights">arxiv-open</note>
        </bibl>
      </sourceDesc>
    </fileDesc>
    <profileDesc>
      <textClass><keywords><term>artificial-intelligence</term></keywords></textClass>
      <particDesc>
        <person xml:id="paper"><p>the paper's own words</p></person>
        <person xml:id="tagger"><p>the tag layer; a sentence written by the tagger about the
          paper, always anchored to a quotation but not itself a quotation</p></person>
      </particDesc>
    </profileDesc>
    <revisionDesc>
      <change when="2026-10-06"
              who="build_paper_edition.py">0 spans located by searching the stored text for the quote's exact words, allowing any whitespace between them</change>
    </revisionDesc>
  </teiHeader>
  <standOff>
    <spanGrp type="tags">
      <span xml:id="t0" type="claim_type" ana="#claim_type" resp="#paper">
        <label>method</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t1" type="phenomenon" ana="#phenomenon" resp="#paper">
        <label>approximate posterior inference with continuous latent variables</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t2" type="method" ana="#method" resp="#paper">
        <label>system-or-tool-building</label>
        <term>system-or-tool-building</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t3" type="mechanisms" ana="#mechanisms[0]" resp="#tagger">
        <label>mechanisms</label>
        <term>the reparameterization trick: rewrite latent-variable sampling as a deterministic function of noise so the variational lower bound (ELBO) becomes differentiable and trainable by stochastic gradient descent</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t4" type="limitations" ana="#limitations[0]" resp="#tagger">
        <label>The derivation assumes a fixed dataset for simplicity rather than the online or non-stationary case.</label>
        <note>what this limits: the derivation as presented: OUR METHOD CAN BE APPLIED TO ONLINE, NON-STATIONARY SETTINGS ... BUT HERE WE ASSUME A FIXED DATASET FOR SIMPLICITY</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t5" type="limitations" ana="#limitations[1]" resp="#tagger">
        <label>The marginal-likelihood evaluation only works for very low-dimensional latent spaces; estimates degrade beyond three latent variables.</label>
        <note>what this limits: the marginal-likelihood numbers reported: they use 3 LATENT VARIABLES, because FOR HIGHER DIMENSIONAL LATENT SPACE THE ESTIMATES BECAME UNRELIABLE</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t6" type="limitations" ana="#limitations[2]" resp="#tagger" cert="1.0">
        <label>The approximate posterior is assumed Gaussian with diagonal covariance, and the paper argues in advance that this is a choice rather than a limitation.</label>
        <note>what this limits: results obtained with this method: the approximate posterior is assumed to take an approximately Gaussian form with approximately diagonal covariance, which the authors call a simplifying choice and not a limitation of the method</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t7" type="limitations" ana="#limitations[3]" resp="#tagger" cert="1.0">
        <label>The reconstruction criterion that gives the method its auto-encoding name is stated to be insufficient on its own for learning useful representations.</label>
        <note>what this limits: an auto-encoding objective read as a representation-learning objective: the paper states it is well known that the</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t8" type="limitations" ana="#limitations[4]" resp="#tagger" cert="1.0">
        <label>The guarantee is conditional on differentiability, which is assumed to hold almost everywhere rather than shown.</label>
        <note>what this limits: the claim that the estimator works in the intractable case: it holds under mild differentiability conditions, with the prior and likelihood assumed to have PDFs differentiable almost everywhere</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t9" type="transfers" ana="#transfers[0]" resp="#tagger">
        <label>variational Bayes / approximate posterior inference combined with neural networks (a recognition/encoder model) to learn deep generative models</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t10" type="controls" ana="#controls[0]" resp="#tagger" cert="0.85">
        <label>comparison against the wake-sleep algorithm using the same encoder and the same parameters</label>
        <note>eliminates: that AEVB&#x27;s advantage over wake-sleep comes from the network architecture or parameter count rather than from the learning method · outcome: held</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t11" type="concepts" ana="#concepts[4]" resp="#paper">
        <label>AEVB</label>
        <term>AEVB</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t12" type="concepts" ana="#concepts[5]" resp="#paper">
        <label>recognition model</label>
        <term>recognition model</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t13" type="concepts" ana="#concepts[6]" resp="#paper">
        <label>approximate inference model</label>
        <term>approximate inference model</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t14" type="concepts" ana="#concepts[7]" resp="#paper">
        <label>reparameterization</label>
        <term>reparameterization</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t15" type="concepts" ana="#concepts[8]" resp="#paper">
        <label>lower bound estimator</label>
        <term>lower bound estimator</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t16" type="senses" ana="#senses[0]" resp="#tagger" cert="1.0">
        <label>the algorithm&#x27;s name - AEVB IN THE PAPER, VAE IN THE FIELD: the authors name their algorithm Auto-Encoding VB and use that name throughout; the term the field kept appears once, as what you arrive at when the recognition model happens to be a neural network</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t17" type="senses" ana="#senses[1]" resp="#tagger" cert="1.0">
        <label>the variational auto-encoder - AS A SPECIAL CASE, NOT THE SUBJECT: it is what AEVB becomes when a neural network is used for the recognition model, stated in a single consequence clause</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t18" type="senses" ana="#senses[2]" resp="#tagger" cert="1.0">
        <label>the recognition model - TWO NAMES IN ONE PARENTHESIS: an approximate inference model, also called a recognition model, fitted to a posterior that cannot be computed</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t19" type="claim_relations" ana="#claim_relations[0]" resp="#tagger">
        <label>extends → variational inference (variational Bayes)</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t20" type="claim_relations" ana="#claim_relations[1]" resp="#tagger">
        <label>builds-on → predictive sparse decomposition (PSD) [KRL08]</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t21" type="claim_relations" ana="#claim_relations[2]" resp="#tagger">
        <label>extends → the wake-sleep algorithm [HDFN95]</label>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t22" type="concept_edges" ana="#concept_edges[0]" resp="#tagger">
        <label>approximate inference model —same-as→ recognition model</label>
        <term>approximate inference model</term>
        <term>recognition model</term>
        <note>strength of the relation: 1</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t23" type="concept_edges" ana="#concept_edges[1]" resp="#tagger">
        <label>reparameterization —causes→ lower bound estimator</label>
        <term>reparameterization</term>
        <term>lower bound estimator</term>
        <note>the relation itself is separately evidenced · strength of the relation: 1 · the relation stated: the reparameterisation YIELDS an estimator that ordinary SGD can optimise</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t24" type="content_tags" ana="#content_tags.findings[0]" resp="#tagger">
        <label>A reparameterization of the variational lower bound yields an estimator that can be optimized with standard stochastic gradient methods.</label>
        <note>about this quote: QUOTE REPAIRED: the extractor split a hyphen-space and the quote was recorded faithfully with the damage in it, which made it unanchorable. The repaired string is an EXACT SUBSTRING of the staged text - that is why it was accepted, not because a rule produced it. The text as originally recorded is kept in evidence as extracted.</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t25" type="content_tags" ana="#content_tags.findings[1]" resp="#tagger">
        <label>Posterior inference is made efficient by fitting an approximate inference (recognition) model to the intractable posterior using the proposed lower-bound estimator.</label>
        <note>about this quote: QUOTE REPAIRED: the extractor split a hyphen-space and the quote was recorded faithfully with the damage in it, which made it unanchorable. The repaired string is an EXACT SUBSTRING of the staged text - that is why it was accepted, not because a rule produced it. The text as originally recorded is kept in evidence as extracted.</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t26" type="content_tags" ana="#content_tags.variables[0]" resp="#tagger">
        <label>continuous latent variables</label>
        <term>continuous latent variables</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t27" type="content_tags" ana="#content_tags.variables[1]" resp="#tagger">
        <label>variational lower bound</label>
        <term>variational lower bound</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t28" type="content_tags" ana="#content_tags.definitions[0]" resp="#tagger">
        <label>SGVB (Stochastic Gradient Variational Bayes) estimator</label>
        <term>SGVB (Stochastic Gradient Variational Bayes) estimator</term>
        <note>about this quote: QUOTE REPAIRED: the extractor split a hyphen-space and the quote was recorded faithfully with the damage in it, which made it unanchorable. The repaired string is an EXACT SUBSTRING of the staged text - that is why it was accepted, not because a rule produced it. The text as originally recorded is kept in evidence as extracted.</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t29" type="content_tags" ana="#content_tags.definitions[1]" resp="#tagger">
        <label>recognition model</label>
        <term>recognition model</term>
        <note>about this quote: QUOTE REPAIRED: the extractor split a hyphen-space and the quote was recorded faithfully with the damage in it, which made it unanchorable. The repaired string is an EXACT SUBSTRING of the staged text - that is why it was accepted, not because a rule produced it. The text as originally recorded is kept in evidence as extracted.</note>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t30" type="content_tags" ana="#content_tags.statistics[0]" resp="#tagger">
        <label>Bayesian</label>
        <term>Bayesian</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t31" type="content_tags" ana="#content_tags.statistics[1]" resp="#tagger">
        <label>chi-square</label>
        <term>chi-square</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
      <span xml:id="t32" type="content_tags" ana="#content_tags.statistics[3]" resp="#tagger">
        <label>variance</label>
        <term>variance</term>
        <note type="quotation-withheld">Quotation withheld because this record is not cleared for redistribution.</note>
      </span>
    </spanGrp>
  </standOff>
  <text>
    <body>
      <p><note type="rights">The full text of this article is not redistributable, so it is
      not included here. The evidence sentences are withheld with it; the tag layer and its
      grounding status remain. The article itself is at https://arxiv.org/abs/1312.6114.</note></p>
    </body>
  </text>
</TEI>
