Indicators and Criteria of Consciousness in Animals and Intelligent Machines: An Inside-Out Approach — TEI-tagged view

Pennartz, Farisco, Evers · 2019 · neuroscience · source · full text (txt) (not published) · TEI xml · tagged edition · index · concepts · authors
Where this record's text came from. faceted 2026-08 by reading the locally held text (xml); every evidence string verified as an exact substring of that text before merging. Claim type 'method' rather than 'critique': although the article contains a sustained critique of IIT and of Turing-type tests, its own contribution is a procedure — a set of operational indicators plus a rule for aggregating them — for deciding whom to call conscious. The critique of IIT is captured instead as a contradicts relation. discipline is given as consciousness-science because the paper spans neuroscience, philosophy and AI and is not reducible to any one of them. 2026-08-13 and 2026-08-15 schema-0.3 passes: every quote verified as an exact substring of the staged text and anchored at merge time; concept terms verified present; every edge endpoint an existing node.
This record’s own method is review, and the tags below follow from that. A review’s findings, quantities and statistics are things stated IN this paper, and some of them report results obtained elsewhere. No tag on this page names a different author. Measured across every review in this corpus, 81% of a review’s tags carry no citation at all — most of them are the review speaking. The corpus does not adjudicate the rest: read an unmarked tag as a claim this paper makes, not necessarily one it made first.
Other fields define these differently the same word, defined another way in another discipline
representation 47 fields · consciousness 10 fields · model 4 fields · behavior 4 fields · integration 3 fields · episodic memory 3 fields · and 6 more →
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consciousness20 awareness15 indicator2 criteria5 threshold21 evidence8 measure4 validity6 IIT5 intentionality5 representation17 machine3 robot2 animal2 behavior19 goal-directed brain4 theory24 attribution2 survey70 model22 pre-programmed review319

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content-tags & facets: phenomenon · claim-type · cross-domain-transfer · mechanism · claim-relation · replication-status · limitation — grounded in the full text
phenomenonconsciousness in non-verbal animals and machines— “Over the past decades, it has become increasingly important to assess consciousness in non-human and/or non-verbal beings, such as animals and—perhaps in a not too distant future—machines accomplishing sophisticated cognitive tasks.”
claim-typemethod— “In this review article, we will suggest operational criteria that can facilitate researchers and policymakers in a range of connected fields of study (neuroscience, AI, psychology and behavioral sciences, medicine, philosophy, ethics and animal welfare) in attributing levels of consciousness to non-verbal beings which may assume varying…
method — evidence— “This review article aims to delineate criteria for consciousness especially in animals, while also taking into account intelligent artifacts.”
object of study — evidence— “Instead of proposing criteria that would each define a “hard” threshold for consciousness, we outline six indicators: (i) goal-directed behavior and model-based learning; (ii) anatomic and physiological substrates for generating integrative multimodal representations; (iii) psychometrics and meta-cognition; (iv) episodic memory; (v)…
research question — evidence— “Instead of proposing criteria that would each define a “hard” threshold for consciousness, we outline six indicators: (i) goal-directed behavior and model-based learning; (ii) anatomic and physiological substrates for generating integrative multimodal representations; (iii) psychometrics and meta-cognition; (iv) episodic memory; (v)…
contribution — evidence— “The integration of scores on the various indicators yields an overall, graded criterion for consciousness, somewhat comparable to the Glasgow Coma Scale for unresponsive patients.”
transferfrom clinical neurology / bedside assessment of brain-damaged patients: the summed multi-test scoring logic of the Glasgow Coma Scale, imported to grade consciousness across animal species— “the integration of scores across the various indicators of consciousness can be used as a graded criterion for consciousness, in a similar vein as when unresponsive, brain-damaged patients are subjected to various neurological tests and their scores are summed up to determine the overall grade on the Glasgow Coma Scale (Teasdale et al., 2014…transfers[0]
transferfrom philosophy / logic of inference: abductive reasoning (inference to the best explanation) adopted as the method for choosing between competing consciousness theories— “Again, this approach follows the logic of abductive reasoning, which compares hypotheses and infers the better model based on simplicity, effectiveness and the available evidence (Josephson and Josephson, 1996 ).”transfers[1]
transferfrom clinical neurology: the Glasgow Coma Scale as the model for an integrated, graded score built from several observations rather than one test— “The integration of scores on the various indicators yields an overall, graded criterion for consciousness, somewhat comparable to the Glasgow Coma Scale for unresponsive patients.”transfers[2]
transferfrom physics: the rule that a phenomenon may be attributed to a system only where the system displays manifest properties of it, argued through magnetism in iron against plastic— “As with all phenomena throughout nature, a particular phenomenon X (e.g., magnetism or frozenness) can only be claimed to occur in a system if the system exhibits manifest properties indicating that X is occurring in that system. For instance, iron but not plastic can be said to have magnetic properties because it displays properties of…transfers[3]
transferfrom animal learning theory: goal-directed behavior as an operationalised construct, imported because volition could not be quantified— “While it has not been uncommon in the past to associate consciousness with volition and voluntary decision-making (Crick and Koch, 2003 ), these latter two concepts have been difficult to test or quantify in practice, whereas goal-directed behavior (see below) is a well-defined concept that has been operationalized in studies on animal…transfers[4]
transferfrom ethology: prolonged observation across varying circumstances, proposed as the test for machines in place of a single interrogation— “The rationale is that the evidence for consciousness will optimally accumulate across the study of multiple behaviors (taxing goal-directed behavior, episodic memory, etc.), which should be maintained under varying environmental circumstances (e.g., with novelty, detours) under which stereotypical, pre-programmed solutions can be excluded.…transfers[5]
mechanismComplex decisions require many variables to be weighed at once, which single-stimulus reflex and habit circuits cannot do; evolution answered this by building brain systems that actively generate rapidly updatable world surveys, and having such a survey is what conscious experience is— “We suggest that evolution has solved this problem by developing specialized brain systems actively generating rapidly updatable world surveys.”mechanisms[0]
mechanismBeing fooled by an illusion is possible only if the brain runs an internal model of the causes of sensory input that can, under ambiguity, make perception deviate from the actual generating process - which is why illusion susceptibility indicates conscious, inferential processing— “Basically, it is impossible to experience an illusion unless the brain harbors an internal model that not only accounts for the causes of a particular pattern of sensory input, but also can cause perception to deviate from the actual process generating sensations, in case of ambiguities in their interpretation.”mechanisms[1]
mechanismEvents must be consciously experienced before they can be stored in declarative memory, so a retrievable episodic trace works backwards as evidence that the original event was experienced consciously— “Conscious recall is usually understood as being coupled to conscious experiencing of the event before being stored in declarative memory, warranting the proposal that declarative memory and conscious experiencing are tightly and bidirectionally linked to each other”mechanisms[2]
mechanismconsciousness HAS A BIOLOGICAL FUNCTION, which is to PRESENT THE SUBJECT WITH A MULTIMODAL, SITUATIONAL SURVEY of the surrounding world and body, subserving complex decision-making - and this survey REFLECTS THE BRAIN'S CAPACITY FOR INTERNAL MODELING of external events— “We argue that consciousness has a biological function, which is to present the subject with a multimodal, situational survey of the surrounding world and body, subserving complex decision-making and goal-directed behavior. This survey reflects the brain’s capacity for internal modeling of external events underlying changes in sensory…mechanisms[3]
mechanismand the choice of construct is justified by what can be measured - volition and voluntary decision-making HAVE BEEN DIFFICULT TO TEST OR QUANTIFY IN PRACTICE, WHEREAS GOAL-DIRECTED BEHAVIOR IS A WELL-DEFINED CONCEPT THAT HAS BEEN OPERATIONALIZED in studies on animal behavior— “While it has not been uncommon in the past to associate consciousness with volition and voluntary decision-making (Crick and Koch, 2003 ), these latter two concepts have been difficult to test or quantify in practice, whereas goal-directed behavior (see below) is a well-defined concept that has been operationalized in studies on animal…mechanisms[4]
contradicts Integrated Information Theory (Tononi, 2004; Tononi et al., 2016)— “Previously some of us have argued (Pennartz, 2015 ) that IIT’s criterion for ascribing consciousness to a system is insufficient because integrated information processing constitutes only one component of the type of world-modeling activity we call consciousness.”claim_relations[0]
contradicts Ressler (2004), who proposed learning per se as a criterion for consciousness— “Thus, our position diverges from (Ressler, 2004 ) who argued that learning per se may be used as criterion for consciousness, as illustrated by conditioning in honeybees.”claim_relations[1]
contradicts Gutfreund (2017)— “Vice versa, and contrary to Gutfreund ( 2017 ), we argue that an increased understanding of the computational mechanisms underlying cognitive phenomena (including conscious experience) in particular animal species does not make it less likely that this species is conscious, because computation and consciousness are not two phenomena standing…claim_relations[2]
builds-on Seth et al. (2005) on functional analogs of cortex and thalamus— “Here, we agree with Seth et al. ( 2005 ), proposing that animals be considered conscious when their brains possess at least functional analogs of cortex and thalamus.”claim_relations[3]
critiques criteria that define a hard threshold, in favour of indicators whose consistency is read together— “As we will argue, many criteria can be best circumscribed as “indicators of consciousness,” a term which avoids the connotation of “criterion” with a hard threshold in judging or deciding whether someone or something is conscious or not. With “operational” we mean that such indicators of consciousness should be sufficiently concrete to apply…claim_relations[4]
critiques Information Integration Theory, which offers no criteria by which it could be shown incorrect— “Thus, a problem for IIT is that no criteria are offered to allow to test whether it is correct or incorrect. On the other hand, one could maintain that our “normal” criteria to label entities as conscious have been simply too narrow. This argument holds that IIT offers a fundamental, new law that does not require cross-validation against more…claim_relations[5]
contradicts the position that a fundamental theory of consciousness requires no cross-validation against conventional criteria— “Thus, a problem for IIT is that no criteria are offered to allow to test whether it is correct or incorrect. On the other hand, one could maintain that our “normal” criteria to label entities as conscious have been simply too narrow. This argument holds that IIT offers a fundamental, new law that does not require cross-validation against more…claim_relations[6]
critiques a brief Turing-type test as a way of assessing machine consciousness, since it is a snapshot obtained by interrogation— “These considerations accumulate to suggest a different approach to machine consciousness than a brief Turing-type of test which only provides a snapshot of a machine’s cognitive capacities obtained by interrogation. This approach should take into account that machines, having much faster processing units at their disposal, may use other…claim_relations[7]
supports goal-directed behavior as an indicator, chosen because it has been operationalised where volition has not— “While it has not been uncommon in the past to associate consciousness with volition and voluntary decision-making (Crick and Koch, 2003 ), these latter two concepts have been difficult to test or quantify in practice, whereas goal-directed behavior (see below) is a well-defined concept that has been operationalized in studies on animal…claim_relations[8]
qualifies its own verdict on animals, which the same sentence calls not completely unambiguous and far from complete— “We have reviewed evidence for consciousness in several mammalian and avian species and—although this evidence is not completely unambiguous (and is certainly far from complete)—the force of the combined anatomic, physiological and behavioral-cognitive arguments makes a fairly strong case that rodents and birds do have consciousness. Monkeys…claim_relations[9]
predicts that evidence for machine consciousness would accumulate only through prolonged study across multiple behaviors— “The rationale is that the evidence for consciousness will optimally accumulate across the study of multiple behaviors (taxing goal-directed behavior, episodic memory, etc.), which should be maintained under varying environmental circumstances (e.g., with novelty, detours) under which stereotypical, pre-programmed solutions can be excluded.…claim_relations[10]
senseNO HARD THRESHOLD, SIX INDICATORS, AND THE VERDICT COMES FROM THEIR CONSISTENCY: INSTEAD OF PROPOSING CRITERIA THAT WOULD EACH DEFINE A HARD THRESHOLD, we outline six indicators - and RATHER THAN EMPHASIZING A PARTICULAR INDICATOR AS BEING DECISIVE, THE CONSISTENCY AMONGST THESE INDICATORS CAN SERVE TO ASSESS consciousness— “Instead of proposing criteria that would each define a “hard” threshold for consciousness, we outline six indicators: (i) goal-directed behavior and model-based learning; (ii) anatomic and physiological substrates for generating integrative multimodal representations; (iii) psychometrics and meta-cognition; (iv) episodic memory; (v)…senses[0]
sensewith the output a SCORE rather than a verdict: THE INTEGRATION OF SCORES ON THE VARIOUS INDICATORS YIELDS AN OVERALL, GRADED CRITERION, SOMEWHAT COMPARABLE TO THE GLASGOW COMA SCALE for unresponsive patients— “The integration of scores on the various indicators yields an overall, graded criterion for consciousness, somewhat comparable to the Glasgow Coma Scale for unresponsive patients.”senses[1]
senseAND A SINGLE NUMBER IS EXPLICITLY REFUSED AS EVIDENCE: the validity of theoretically derived measures SHOULD NOT BE ASSESSED ON THE BASIS OF A SINGLE QUANTIFIABLE MEASURE, BUT REQUIRES CROSS-EXAMINATION ACROSS MULTIPLE PIECES OF EVIDENCE— “When considering theoretically derived measures of consciousness, it is argued that their validity should not be assessed on the basis of a single quantifiable measure, but requires cross-examination across multiple pieces of evidence, including the indicators proposed here.”senses[2]
senseTHE WORD IS CHOSEN TO AVOID A CONNOTATION, AND THE REASON IS GIVEN: many criteria can be best circumscribed as INDICATORS of consciousness, A TERM WHICH AVOIDS THE CONNOTATION OF CRITERION WITH A HARD THRESHOLD in judging whether someone or something is conscious - and OPERATIONAL means SUFFICIENTLY CONCRETE TO APPLY THEM IN THE PRACTICE OF OBSERVING— “As we will argue, many criteria can be best circumscribed as “indicators of consciousness,” a term which avoids the connotation of “criterion” with a hard threshold in judging or deciding whether someone or something is conscious or not. With “operational” we mean that such indicators of consciousness should be sufficiently concrete to apply…senses[3]
senseand a synonym is declared WITH the dissent attached: we will use CONSCIOUSNESS INTERCHANGEABLY WITH AWARENESS, WITHOUT DENYING THAT A DISTINCTION BETWEEN THEM HAS BEEN DRAWN in some previously proposed frameworks— “We will use the term “consciousness” interchangeably with “awareness,” without denying that a distinction between them has been drawn in some previously proposed frameworks (Farisco et al., 2017 ; Kastrup, 2017 ).”senses[4]
senseTHE CRITERIA CAN FAIL IN BOTH DIRECTIONS AND THE PAPER SAYS SO IN ITS INTRODUCTION: AN ENTITY MIGHT BE CONSCIOUS EVEN IF IT FAILS TO SATISFY THEM, ABSENCE OF EVIDENCE IS NOT THE SAME AS EVIDENCE OF ABSENCE - and equally, ONE MUST BE CAUTIOUS NOT TO ATTRIBUTE CONSCIOUSNESS TO ANY ARBITRARY OBJECT IN NATURE WITHOUT FURTHER ARGUMENTATION— “Such criteria aid us in determining who or what may be conscious, but we must note that an entity might be conscious even if it fails to satisfy them. Like in the neuroimaging assessment of residual consciousness in patients with disorders of consciousness (Schnakers et al., 2009 ; Owen, 2014 ), we should keep in mind here that absence of…senses[5]
sensewith the epistemic ceiling stated as a consequence rather than a caveat: the approach IS NECESSARILY INDIRECT AND DOES NOT YIELD DEFINITIVE PROOF, BUT RATHER INDICATIONS, because knowledge about another subject's experience IS ALWAYS INFERENTIAL— “That this approach is necessarily indirect and does not yield definitive proof, but rather indications for consciousness, is an unavoidable consequence of the epistemological…senses[6]
senseand every definition is made to declare its own priors: EACH DEFINITION OF A CRITERION OR INDICATOR DEPENDS ON ASSUMPTIONS BEING MADE ON WHAT A CONSCIOUS EXPERIENCE IS, if and how it arises, WHAT ITS BIOLOGICAL FUNCTION MAY BE, and how it relates to basic computational operationssenses[7]
senseA MEASURE THAT CANNOT BE CROSS-VALIDATED IS REFUSED: A PROBLEM FOR IIT IS THAT NO CRITERIA ARE OFFERED TO ALLOW TO TEST WHETHER IT IS CORRECT OR INCORRECT - and the defense that it needs no cross-validation IS FLAWED BECAUSE IT WOULD MAKE THE THEORY IMMUNE AGAINST ANY FORM OF CROSS-EXAMINATION
Quotation withheld — this paper is not ours to reproduce, and the page has already quoted as much of it as the rights layer allows. The tag, its field and its confidence stand; the sentence is at the publisher.
senses[8]
sensewith the general principle stated in one sentence, about magnetism: A PARTICULAR PHENOMENON X CAN ONLY BE CLAIMED TO OCCUR IN A SYSTEM IF THE SYSTEM EXHIBITS MANIFEST PROPERTIES INDICATING THAT X IS OCCURRING IN THAT SYSTEM - iron but not plastic can be said to have magnetic properties BECAUSE IT DISPLAYS properties of attraction and repulsion
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senses[9]
senseAND A CATEGORY THAT APPLIES TO EVERYTHING CARRIES NO INFORMATION: the term UNAWARENESS ONLY FINDS LINGUISTIC USE IF IT ARBITRATES BETWEEN CONTRASTING STATES - IF EVERYTHING IN OUR ENVIRONMENT WOULD ALWAYS BE CONSCIOUS, THE CONCEPT WOULD LOSE ITS USEFULNESS IN DAILY OR SCIENTIFIC DISCOURSE
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senses[10]
senseand a measure is faulted for having no referent: the quantity DOES NOT REFER TO ANYTHING BEYOND THE SYSTEM'S STATE IT DESCRIBES, it LEAVES THE KEY FEATURE OF INTENTIONALITY UNRESOLVED, and DOES NOT QUANTIFY TO WHAT EXTENT a system GENERATES BELIEFS ABOUT, OR REPRESENTATIONS OF, SOMETHING
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senses[11]
sensewith the indicators deliberately built to outlive the theory that proposed them: they are linked to this framework but ARE COMPATIBLE WITH MORE THAN ONE THEORY AND COULD THUS SERVE AS A MORE GENERAL TESTBED
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senses[12]
senseAN EXISTING CLINICAL INDEX FAULTED ON TWO GROUNDS: it MAY BE SPECIFIC TO THE HUMAN BRAIN AND MAY NOT APPLY to nervous systems that differ substantially, and THE RANGE OF CIRCUMSTANCES UNDER WHICH IT IS VALID IS INCOMPLETELY KNOWN AS IT IS NOT DERIVED FROM A FUNDAMENTAL THEORY
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senses[13]
senseand a correlate that does not carry the thing: COGNITION DOES NOT ENTAIL CONSCIOUSNESS - cognitive activity, INFERRED VIA BRAIN ACTIVITY CORRELATES, DOES NOT NECESSARILY CORRESPOND TO CONSCIOUS EXPERIENCE
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senses[14]
sensewith the state of the art stated plainly for the hardest case: CURRENTLY NO UNIVERSALLY ACCEPTED CRITERIA ARE AVAILABLE for behaviorally unresponsive patients
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senses[15]
senseA behavior CAN SATISFY AN INDICATOR WITHOUT THE THING BEING THERE: THERE IS NOTHING IN THE DEFINITION OF GOAL-DIRECTED BEHAVIOR THAT PRECLUDES PRE-PROGRAMMED BEHAVIORS FROM SATISFYING IT - a robot kicks a ball into a goal IN A PRE-PROGRAMMED FASHION AND WILL STEREOTYPICALLY REPEAT ITS ACTION PATTERN
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senses[16]
senseand the same indicator may be met by a different route entirely: artificial systems MAY DEVELOP ALTERNATIVE WAYS TO SATISFY BEHAVIORAL INDICATORS by computing solutions IN DIFFERENT WAYS THAN THOSE EVOLVED THROUGH BIOLOGICAL EVOLUTION, so machines COULD DISPLAY SUCH INTELLIGENT, NON-AUTOMATED BEHAVIORS WITHOUT NECESSARILY BEING CONSCIOUS
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senses[17]
senseso the test must be longitudinal rather than a snapshot: a different approach is needed THAN A BRIEF TURING-TYPE OF TEST WHICH ONLY PROVIDES A SNAPSHOT of a machine's cognitive capacities OBTAINED BY INTERROGATION, and ADDITIONAL CRITERIA MAY WELL BE NEEDED
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senses[18]
sensewith the rationale for accumulation stated: the evidence WILL OPTIMALLY ACCUMULATE ACROSS THE STUDY OF MULTIPLE BEHAVIORS, MAINTAINED UNDER VARYING ENVIRONMENTAL CIRCUMSTANCES UNDER WHICH STEREOTYPICAL, PRE-PROGRAMMED SOLUTIONS CAN BE EXCLUDED
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senses[19]
senseand the current verdict on machines given as a status, not a conclusion: CURRENT INTELLIGENT MACHINES, INCLUDING DEEP LEARNING NEURAL NETWORKS AND AGILE ROBOTS, ARE NOT INDICATED TO BE CONSCIOUS YET
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senses[20]
senseTHE ANIMAL VERDICT CARRIES ITS OWN HEDGE IN THE SAME SENTENCE: although THIS EVIDENCE IS NOT COMPLETELY UNAMBIGUOUS AND IS CERTAINLY FAR FROM COMPLETE, THE FORCE OF THE COMBINED ANATOMIC, PHYSIOLOGICAL AND BEHAVIORAL-COGNITIVE ARGUMENTS MAKES A FAIRLY STRONG CASE that rodents and birds do have consciousness
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senses[21]
senseand the method is declared plural on purpose: THIS APPROACH IS PLURALISTIC IN THE SENSE THAT IT IS OPEN TO RECOGNIZING THE VALIDITY OF MULTIPLE SOURCES OF POTENTIAL EVIDENCE - PHYSIOLOGICAL, BEHAVIORAL, ANATOMICAL
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senses[22]
sensewith the construct chosen for its measurability rather than its centrality: volition and voluntary decision-making HAVE BEEN DIFFICULT TO TEST OR QUANTIFY IN PRACTICE, WHEREAS GOAL-DIRECTED BEHAVIOR IS A WELL-DEFINED CONCEPT THAT HAS BEEN OPERATIONALIZED in studies on animal behavior
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senses[23]
controlthe requirement that a theoretical measure be tested against phenomena researchers can independently agree on — held — rules out a measure that cannot be checked - THE VALIDITY of theoretically derived measures CAN ONLY BE ASSESSED BY TESTING THEM AGAINST OTHER, USUALLY EXTERNALLY OBSERVABLE PHENOMENA
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controls[0]
controlasking of a theory what would count as disproving it — failed — rules out an untestable framework - A PROBLEM FOR IIT IS THAT NO CRITERIA ARE OFFERED TO ALLOW TO TEST WHETHER IT IS CORRECT OR INCORRECT, and the reply that it needs no cross-validation WOULD MAKE THE THEORY IMMUNE against cross-examination
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controls[1]
controlrequiring that indicators be compatible with more than one theory of the thing they indicate — held — rules out indicators that only work inside the framework that proposed them - they are linked to this framework but ARE COMPATIBLE WITH MORE THAN ONE THEORY AND COULD THUS SERVE AS A MORE GENERAL TESTBED
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controls[2]
controlprolonged ethological observation instead of a single interrogation — held — rules out pre-programmed solutions passing as the real thing - the evidence WILL OPTIMALLY ACCUMULATE ACROSS THE STUDY OF MULTIPLE BEHAVIORS maintained under varying circumstances under which STEREOTYPICAL, PRE-PROGRAMMED SOLUTIONS CAN BE EXCLUDED
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controls[3]
differs inIntegrated Information Theory (Tononi, 2004; Tononi et al., 2016) — whether one component suffices: IIT'S CRITERION FOR ASCRIBING CONSCIOUSNESS TO A SYSTEM IS INSUFFICIENT BECAUSE INTEGRATED INFORMATION PROCESSING CONSTITUTES ONLY ONE COMPONENT OF THE TYPE OF WORLD-MODELING ACTIVITY WE CALL CONSCIOUSNESS
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claim_relations[0]
differs inRessler (2004), who proposed learning per se as a criterion for consciousness — whether learning is enough on its own: OUR POSITION DIVERGES FROM (RESSLER, 2004) WHO ARGUED THAT LEARNING PER SE MAY BE USED AS CRITERION FOR CONSCIOUSNESS, AS ILLUSTRATED BY CONDITIONING IN HONEYBEES
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claim_relations[1]
differs inGutfreund (2017) — whether computation and consciousness compete: COMPUTATION AND CONSCIOUSNESS ARE NOT TWO PHENOMENA STANDING IN OPPOSITION TO EACH OTHER, so AN INCREASED UNDERSTANDING OF THE COMPUTATIONAL MECHANISMS... DOES NOT MAKE IT LESS LIKELY THAT THIS SPECIES IS CONSCIOUS
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claim_relations[2]
differs incriteria that define a hard threshold, in favour of indicators whose consistency is read together — whether any single indicator is treated as decisive
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Quotation withheld — this paper is not ours to reproduce, and the page has already quoted as much of it as the rights layer allows. The tag, its field and its confidence stand; the sentence is at the publisher.
claim_relations[4]
differs inInformation Integration Theory, which offers no criteria by which it could be shown incorrect — whether the measure is cross-validated against
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Quotation withheld — this paper is not ours to reproduce, and the page has already quoted as much of it as the rights layer allows. The tag, its field and its confidence stand; the sentence is at the publisher.
claim_relations[5]
differs inthe position that a fundamental theory of consciousness requires no cross-validation against conventional criteria — whether the theory owes anything to the conventional criteria: A PROBLEM FOR IIT IS THAT NO CRITERIA ARE OFFERED TO ALLOW TO TEST WHETHER IT IS CORRECT OR INCORRECT, against the reply that IIT OFFERS A FUNDAMENTAL, NEW LAW THAT DOES NOT REQUIRE CROSS-VALIDATION AGAINST MORE CONVENTIONAL WAYS OF CONCEPTUALIZING CONSCIOUSNESS
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claim_relations[6]
differs ina brief Turing-type test as a way of assessing machine consciousness, since it is a snapshot obtained by interrogation — what the test observes and for how long: A BRIEF TURING-TYPE OF TEST WHICH ONLY PROVIDES A SNAPSHOT OF A MACHINE'S COGNITIVE CAPACITIES OBTAINED BY INTERROGATION - and MACHINES, HAVING MUCH FASTER PROCESSING UNITS AT THEIR DISPOSAL, MAY USE OTHER STRATEGIES FOR SOLVING COMPLEX PROBLEMS, so the same behaviour need not indicate the same thing
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claim_relations[7]
differs inits own verdict on animals, which the same sentence calls not completely unambiguous and far from complete — THE AXIS IS THE STRENGTH OF THE CASE, STATED IN THE SAME SENTENCE AS THE CONCLUSION. 'We have reviewed evidence for consciousness in several mammalian and avian species and - although this evidence is not completely unambiguous (and is certainly far from complete) - the force of the combined anatomic, physiological and behavioral-cognitive arguments makes A FAIRLY STRONG CASE.' The qualifier is inside the parenthesis and the conclusion is outside it: a citation keeps the clause after the dash.
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claim_relations[9]
differs inindicator —contrasted-with→ threshold — THE AXIS IS WHETHER ONE INDICATOR CAN BE DECISIVE. 'Rather than emphasizing a particular indicator as being decisive, we propose that the consistency amongst these indicators can serve to assess consciousness in particular species.' The proposal replaces a threshold on one measure with agreement across many - which means no single experiment can settle the question and no single negative result can rule it out. Note this record's [6] says a rival theory offers no criteria to test it at all: the same paper distinguishing a weak criterion from an absent one.
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concept_edges[0]
noteindicator —contrasted-with→ threshold — INSTEAD OF PROPOSING CRITERIA THAT WOULD EACH DEFINE A HARD THRESHOLD, we outline six indicators - and RATHER THAN EMPHASIZING A PARTICULAR INDICATOR AS BEING DECISIVE, THE CONSISTENCY AMONGST THESE INDICATORS CAN SERVE TO ASSESS consciousness
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concept_edges[0]
auditindicator —operationalised-as→ consciousness — Audit 2026-09-28: DOUBTFUL - read against its span and kept, but the span outlines indicators of consciousness; operationalised-as is loose.
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concept_edges[1]
noteindicator —distinct-from→ criteria — THE WORD IS CHOSEN TO AVOID A CONNOTATION - INDICATORS is A TERM WHICH AVOIDS THE CONNOTATION OF CRITERION WITH A HARD THRESHOLD
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concept_edges[3]
noteconsciousness —same-as→ awareness — declared interchangeable WITHOUT DENYING THAT A DISTINCTION BETWEEN THEM HAS BEEN DRAWN IN SOME PREVIOUSLY PROPOSED FRAMEWORKS - a same-as edge with its dissent attached
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concept_edges[4]
auditIIT —contrasted-with→ intentionality — Audit 2026-09-28: DOUBTFUL - read against its full span and kept, but IIT 'leaves the key feature of intentionality UNRESOLVED'; contrasted-with is loose.
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concept_edges[10]
noteIIT —contrasted-with→ intentionality — a measure with no referent - it DOES NOT REFER TO ANYTHING BEYOND THE SYSTEM'S STATE IT DESCRIBES and LEAVES THE KEY FEATURE OF INTENTIONALITY UNRESOLVED
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concept_edges[10]
outcome (stated by the tagger, no quotation)control — heldcontrols[0]
outcome (stated by the tagger, no quotation)control — failedcontrols[1]
outcome (stated by the tagger, no quotation)control — heldcontrols[2]
outcome (stated by the tagger, no quotation)control — heldcontrols[3]
for which uselimitation — the scope of the whole framework: WE DO NOT THEORETICALLY DENY THE POSSIBILITY OF ADOPTING A MORE INCLUSIVE VIEW ON SUBJECTIVE EXPERIENCE - the narrow sensory notion is adopted, not defended
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limitations[0]
for which uselimitation — every indicator in the scheme: NONE OF THE PROPOSED INDICATORS OF CONSCIOUSNESS IS HARD IN THE SENSE THAT ITS SATISFACTION WOULD OFFER PROOF OF CONSCIOUSNESS
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limitations[1]
for which uselimitation — the taxonomic reach of the review: SPACE IS LACKING TO REVIEW INDICATORS ... FOR AMPHIBIANS, REPTILES AND INVERTEBRATE SPECIES, SUCH AS CEPHALOPODS AND INSECTS
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limitations[2]
for which uselimitation — any quantitative use of the scheme: IT OFFERS AS YET A FAIRLY GENERAL HEURISTIC, not a scale
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limitations[3]
for which uselimitation — determining who or what may be conscious, where the indicators can fail in both directions
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limitations[4]
for which uselimitation — the epistemic status of every conclusion drawn with it: THIS APPROACH IS NECESSARILY INDIRECT AND DOES NOT YIELD DEFINITIVE PROOF, BUT RATHER INDICATIONS
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limitations[5]
for which uselimitation — the criteria themselves, and this bounds the entire enterprise: EACH DEFINITION OF A CRITERION OR INDICATOR OF CONSCIOUSNESS DEPENDS ON ASSUMPTIONS BEING MADE ON WHAT A CONSCIOUS EXPERIENCE IS - the criterion presupposes the definition it is meant to operationalise
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limitations[6]
for which uselimitation — nervous systems that differ substantially in structure or function, such as cephalopods
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limitations[7]
for which uselimitation — any inference from cognitive measures to consciousness: COGNITION DOES NOT ENTAIL CONSCIOUSNESS; COGNITIVE ACTIVITY (INFERRED VIA BRAIN ACTIVITY CORRELATES) DOES NOT NECESSARILY CORRESPOND TO conscious experience
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limitations[8]
for which uselimitation — the clinical case specifically: for behaviourally unresponsive patients, CURRENTLY NO UNIVERSALLY ACCEPTED CRITERIA ARE AVAILABLE
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limitations[9]
for which uselimitation — the animal verdict itself, hedged in the sentence that states it: THIS EVIDENCE IS NOT COMPLETELY UNAMBIGUOUS (AND IS CERTAINLY FAR FROM COMPLETE)
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limitations[10]
replicationuntested
limitationThe article deliberately adopts a narrow, sensory notion of experience and does not defend it against more inclusive views.
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limitations[0]
limitationNo proposed indicator constitutes proof of consciousness.
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limitations[1]
limitationEntire taxa are left out of the review because the required evidence is missing.
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limitations[2]
limitationThe scheme is still a general heuristic rather than a quantified scale.
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limitations[3]
limitationAN ENTITY MIGHT BE CONSCIOUS EVEN IF IT FAILS TO SATISFY THEM - absence of evidence is not the same as evidence of absence, and at the same time ONE MUST BE CAUTIOUS NOT TO ATTRIBUTE CONSCIOUSNESS TO ANY ARBITRARY OBJECT without further argumentation
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limitations[4]
limitationthe approach IS NECESSARILY INDIRECT AND DOES NOT YIELD DEFINITIVE PROOF, BUT RATHER INDICATIONS - an unavoidable consequence of the position that another being's experience is subjective and that knowledge of it IS ALWAYS INFERENTIAL
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limitations[5]
limitationEACH DEFINITION of a criterion or indicator DEPENDS ON ASSUMPTIONS BEING MADE about what a conscious experience is, how it arises, and what its function may be
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limitations[6]
limitationclinical indices have two disadvantages - they MAY BE SPECIFIC TO THE HUMAN BRAIN and may not apply to nervous systems that differ substantially, and THE RANGE OF CIRCUMSTANCES UNDER WHICH THEY ARE VALID IS INCOMPLETELY KNOWN as they are not derived from a fundamental theory
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limitations[7]
limitationCOGNITION DOES NOT ENTAIL CONSCIOUSNESS - cognitive activity inferred via brain activity correlates DOES NOT NECESSARILY CORRESPOND TO CONSCIOUS EXPERIENCE
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limitations[8]
limitationfor behaviorally unresponsive patients, CURRENTLY NO UNIVERSALLY ACCEPTED CRITERIA ARE AVAILABLE
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limitations[9]
limitationand the animal verdict is hedged in the sentence that states it - THIS EVIDENCE IS NOT COMPLETELY UNAMBIGUOUS AND IS CERTAINLY FAR FROM COMPLETE
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limitations[10]
Content tags
content-observations: finding · quantity · variable · definition · key-term — grounded in the full text
findingThe paper proposes six indicators of consciousness: goal-directed behavior and model-based learning; anatomical and physiological substrates for integrative multimodal representation; psychometrics and meta-cognition; episodic memory; susceptibility to illusions and multistable perception; and specific visuospatial behaviors.
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content_tags.findings[0]
findingConsciousness is argued to have the biological function of giving the subject a multimodal, situational survey of world and body that supports complex decision-making and goal-directed behavior.
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content_tags.findings[1]
findingNo single indicator is decisive; it is the consistency of scores across the whole set of indicators that raises or lowers the case for consciousness in a species.
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content_tags.findings[2]
findingIntegrating scores across indicators gives an overall, graded criterion for consciousness, somewhat comparable to the Glasgow Coma Scale for unresponsive patients.
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content_tags.findings[3]
findingRodents and birds score positively on every one of the six indicators - goal-directed behavior and model-based learning, anatomy and physiology, psychometrics and metacognitive judgment, episodic memory, illusion induction, and visuospatial behavior - although much of the supporting evidence remains incomplete.
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content_tags.findings[4]
findingPresent-day deep learning networks and agile robots are not yet indicated to be conscious.
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content_tags.findings[5]
findingThe feed-forward scheme of deep convolutional networks leaves no place to incorporate the genesis of an internal model.
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content_tags.findings[6]
findingIntegrated Information Theory would be forced to attribute some consciousness to too many systems, including non-living ones such as weather systems.
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content_tags.findings[7]
findingIntegrated Information Theory leaves intentionality unresolved: it does not explain how neural systems generate contents about something other than themselves.
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content_tags.findings[8]
findingRather than a brief Turing-style test, evidence of machine consciousness may accumulate from prolonged ethological study of many behaviors demanding flexibility, improvisation and spontaneous problem-solving.
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content_tags.findings[9]
findingA pre-programmed robot that opens a door may be argued to exhibit goal-directed behavior.
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content_tags.findings[10]
findingFailing the proposed indicators does not establish that a subject is unconscious, because absence of evidence is not evidence of absence.
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content_tags.findings[11]
findingINSTEAD OF PROPOSING CRITERIA THAT WOULD EACH DEFINE A HARD THRESHOLD FOR CONSCIOUSNESS, WE OUTLINE SIX INDICATORS, and THE CONSISTENCY AMONGST THESE INDICATORS CAN SERVE TO ASSESS CONSCIOUSNESS
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content_tags.findings[12]
findingTHE INTEGRATION OF SCORES ON THE VARIOUS INDICATORS YIELDS AN OVERALL, GRADED CRITERION FOR CONSCIOUSNESS, SOMEWHAT COMPARABLE TO THE GLASGOW COMA SCALE
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content_tags.findings[13]
findingtheir validity SHOULD NOT BE ASSESSED ON THE BASIS OF A SINGLE QUANTIFIABLE MEASURE, BUT REQUIRES CROSS-EXAMINATION ACROSS MULTIPLE PIECES OF EVIDENCE
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content_tags.findings[14]
findingINDICATORS OF CONSCIOUSNESS is A TERM WHICH AVOIDS THE CONNOTATION OF CRITERION WITH A HARD THRESHOLD
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content_tags.findings[15]
findingwe will use the term CONSCIOUSNESS INTERCHANGEABLY WITH AWARENESS, WITHOUT DENYING THAT A DISTINCTION BETWEEN THEM HAS BEEN DRAWN in some previously proposed frameworks
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content_tags.findings[16]
findingAN ENTITY MIGHT BE CONSCIOUS EVEN IF IT FAILS TO SATISFY THEM, and ABSENCE OF EVIDENCE IS NOT THE SAME AS EVIDENCE OF ABSENCE
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content_tags.findings[17]
findingthe approach IS NECESSARILY INDIRECT AND DOES NOT YIELD DEFINITIVE PROOF, BUT RATHER INDICATIONS, since knowledge about another subject's experience IS ALWAYS INFERENTIAL
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content_tags.findings[18]
findingEACH DEFINITION OF A CRITERION OR INDICATOR OF CONSCIOUSNESS DEPENDS ON ASSUMPTIONS BEING MADE ON WHAT A CONSCIOUS EXPERIENCE IS
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content_tags.findings[19]
findingA PROBLEM FOR IIT IS THAT NO CRITERIA ARE OFFERED TO ALLOW TO TEST WHETHER IT IS CORRECT OR INCORRECT, and the alternative position WOULD MAKE THE THEORY IMMUNE AGAINST ANY FORM OF CROSS-EXAMINATION AND CROSS-VALIDATION
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content_tags.findings[20]
findingA PARTICULAR PHENOMENON X CAN ONLY BE CLAIMED TO OCCUR IN A SYSTEM IF THE SYSTEM EXHIBITS MANIFEST PROPERTIES INDICATING THAT X IS OCCURRING IN THAT SYSTEM
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content_tags.findings[21]
findingIF EVERYTHING IN OUR ENVIRONMENT WOULD ALWAYS BE CONSCIOUS, THE CONCEPT WOULD LOSE ITS USEFULNESS IN DAILY OR SCIENTIFIC DISCOURSE
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content_tags.findings[22]
findingthe quantity used to assess consciousness DOES NOT REFER TO ANYTHING BEYOND THE SYSTEM'S STATE IT DESCRIBES, and LEAVES THE KEY FEATURE OF INTENTIONALITY UNRESOLVED
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content_tags.findings[23]
findingthe indicators are COMPATIBLE WITH MORE THAN ONE THEORY AND COULD THUS SERVE AS A MORE GENERAL TESTBED
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content_tags.findings[24]
findingclinical indices MAY BE SPECIFIC TO THE HUMAN BRAIN, and THE RANGE OF CIRCUMSTANCES UNDER WHICH THEY ARE VALID IS INCOMPLETELY KNOWN AS THEY ARE NOT DERIVED FROM A FUNDAMENTAL THEORY
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content_tags.findings[25]
findingCOGNITION DOES NOT ENTAIL CONSCIOUSNESS - cognitive activity DOES NOT NECESSARILY CORRESPOND TO CONSCIOUS EXPERIENCE
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content_tags.findings[26]
findingCURRENTLY, NO UNIVERSALLY ACCEPTED CRITERIA ARE AVAILABLE for assessing behaviorally unresponsive patients
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content_tags.findings[27]
findingTHERE IS NOTHING IN THE DEFINITION OF GOAL-DIRECTED BEHAVIOR THAT PRECLUDES PRE-PROGRAMMED BEHAVIORS FROM SATISFYING IT
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content_tags.findings[28]
findingintelligent machines COULD DISPLAY SUCH INTELLIGENT, NON-AUTOMATED BEHAVIORS WITHOUT NECESSARILY BEING CONSCIOUS
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content_tags.findings[29]
findinga different approach is needed THAN A BRIEF TURING-TYPE OF TEST WHICH ONLY PROVIDES A SNAPSHOT of a machine's cognitive capacities
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content_tags.findings[30]
findingCURRENT INTELLIGENT MACHINES, INCLUDING DEEP LEARNING NEURAL NETWORKS AND AGILE ROBOTS, ARE NOT INDICATED TO BE CONSCIOUS YET
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content_tags.findings[31]
findingalthough THIS EVIDENCE IS NOT COMPLETELY UNAMBIGUOUS AND IS CERTAINLY FAR FROM COMPLETE, the combined arguments MAKE A FAIRLY STRONG CASE THAT RODENTS AND BIRDS DO HAVE CONSCIOUSNESS
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content_tags.findings[32]
quantitysix — number of indicators of consciousness the authors propose in place of hard-threshold criteria
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content_tags.quantities[0]
quantitysix indicators — the number of separate observable properties whose CONSISTENCY, not any one of which, is read as evidence
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content_tags.quantities[1]
variableindicator
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content_tags.variables[0]
variablemeasure
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content_tags.variables[1]
definitionindicators of consciousness
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content_tags.definitions[0]
definitioninside-out approach
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content_tags.definitions[2]
definitionqualitative richness
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content_tags.definitions[3]
definitionsituatedness
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content_tags.definitions[4]
definitionintentionality
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content_tags.definitions[5]
definitionintegration
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content_tags.definitions[6]
definitiondynamics and stability
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content_tags.definitions[7]
definitiongoal-directed behavior
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content_tags.definitions[8]
definitionmodel-based learning
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content_tags.definitions[9]
definitionepisodic memory
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content_tags.definitions[10]
definitionconscious-like behavior
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content_tags.definitions[11]
definitionindicator
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content_tags.definitions[12]
definitionconsciousness
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content_tags.definitions[13]
definitionawareness
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content_tags.definitions[14]
key-termsconsciousness, awareness, indicator, criteria, threshold, evidence, measure, validity, IIT, intentionality, representation, machine, robot, animal, behavior, goal-directed, brain, theory, attribution, survey, model, pre-programmed
Second readings
a facet read a second time, independently, from its own sentence — and whether the two readings agree
claim typemethod — a second reading reaching the same value; recorded: method
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alternatives.claim_type
methodan inside-out approach - start from features attributed to subjective experience and infer externally observable properties, recognising multiple kinds of evidence as valid — a second reading DIFFERING from the recorded value; recorded: review
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alternatives.method
phenomenona multimodal, situational survey of the surrounding world and body, which the paper argues is what consciousness is for — a second reading DIFFERING from the recorded value; recorded: consciousness in non-verbal animals and machines
Quotation withheld — this paper is not ours to reproduce, and the page has already quoted as much of it as the rights layer allows. The tag, its field and its confidence stand; the sentence is at the publisher.
alternatives.phenomenon

When we have changed our mind. Some entries in the table begin with a word in capitals and the reason for it. EVIDENCE CORRECTED — the finding still stands, but we had quoted the wrong sentence from the paper, and the quotation has been replaced with the right one. RETRACTED — the entry itself was wrong; it stays on the page, marked, with the reason, rather than being deleted. WITHDRAWN AND REPLACED — the entry was wrong, and a corrected version of it appears in the entries below. Each mark carries its own reason, in brackets, because the reasons differ from one entry to the next. An entry we have WITHDRAWN is removed from this page and kept in the record, with its reason. A line reading Audit and a date is a later re-reading of the entry against its whole sentence: DOUBTFUL means it was kept, and the reason says what is loose about it. Quotation marks inside the tagger's sentence. Where a tag is the tagger's own sentence, a phrase in quotation marks inside it is borrowed from the paper — the tagger's wording around it is not. The paper's own sentence is the evidence quote for that row; on this page it is withheld with the article, and the article is at its publisher. Nothing inside quotation marks anywhere on this page is ours: if it is quoted, it is the paper's. Whose words a concept carries. A concept entry records a term the paper itself uses, so the term, the sense given for it, and its evidence are the paper's own words, quoted where the paper fixes them. This is the opposite of a sense entry in the tag table, which is the tagger's sentence about how the paper uses a term. Where a concept entry could not be grounded in the paper's words, the entry says so on its own row.

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